transfer agent

transfer agent
transfer agent see agent

Merriam-Webster’s Dictionary of Law. . 1996.

transfer agent
n.
A person or company that oversees the sale of shares of publicly traded corporations and keeps records on shareholders.

The Essential Law Dictionary. — Sphinx Publishing, An imprint of Sourcebooks, Inc. . 2008.


transfer agent
The person or company that handles the paperwork when shares of a corporation's stock are transferred to a new owner.
Category: Business, LLCs & Corporations → LLCs, Corporations, Partnerships, etc.
Category: Wills, Trusts & Estates → Estates, Executors & Probate Court

Nolo’s Plain-English Law Dictionary. . 2009.

transfer agent
USA
A transfer agent keeps a record of the name of each registered stockholder, his or her address and the number of shares owned, and ensures that the certificates presented for transfer are properly cancelled and that new certificates issued in the name of the new owner. Usually one entity provides these services as well as the services of a registrar.

Practical Law Dictionary. Glossary of UK, US and international legal terms. . 2010.


transfer agent
n. An individual or business that keeps a record of all shareholders in a corporation by name, address, and number of shares owned. Not every stock transaction results in a transfer, because a considerable share of most issues is held in the street name in order to support margin or for the owner's convenience.
See also registrar.

Webster's New World Law Dictionary. . 2000.

transfer agent
n.
   a person or company retained by a corporation to process transfers and registration of shares of stock (stock certificates). One difficulty is that the stock certificates do not always include the name and address of the current transfer agent, but the information can be obtained from the corporation or a stockbroker.
   See also: share, stock

Law dictionary. . 2013.

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Look at other dictionaries:

  • transfer agent — n. a bank or trust company charged with keeping a record of the shareholders of a corporation and issuing and canceling stock certificates as shares are bought and sold …   English World dictionary

  • Transfer agent — Companies that have publicly traded securities typically use transfer agents to keep track of the individuals and entities that own their stocks and bonds. Most transfer agents are banks or trust companies, but sometimes a company acts as its own …   Wikipedia

  • Transfer agent — Individual or institution appointed by a company to look after the transfer of securities. The New York Times Financial Glossary * * * transfer agent transfer agent ➔ agent * * * transfer agent UK US noun [C] FINANCE ► a person or financial… …   Financial and business terms

  • transfer agent — Individual or institution a company appoints to look after the transfer of securities. Bloomberg Financial Dictionary The party appointed by the issuer. It updates records of investor accounts to reflect the daily investor purchases, redemptions …   Financial and business terms

  • Transfer Agent — A trust company, bank or similar financial institution assigned by a corporation to maintain records of investors and account balances and transactions, to cancel and issue certificates, to process investor mailings and to deal with any… …   Investment dictionary

  • transfer agent — A person having the duty of registering a transfer of corporate stock. 18 Am J2d Corp § 408. Not a managing agent within the meaning of a statute concerning the service of process upon a foreign corporation. Anne: 113 ALR 79 …   Ballentine's law dictionary

  • transfer agent —    A person or company used by a corporation to process the transfer and registration of stock certificates …   Business law dictionary

  • transfer agent — noun an agency (usually a bank) that is appointed by a corporation to keep records of its stock and bond owners and to resolve problems about certificates • Hypernyms: ↑agency * * * noun : the officer, bank, or trust company that keeps the… …   Useful english dictionary

  • transfer agent — a person, bank, or trust company officially designated to act for a corporation in executing and recording the transfers of its stock from one legal owner to another. * * * …   Universalium

  • transfer agent — noun An entity designated by a publicly traded corporation to keep track of the ownership of the corporations stocks and bonds …   Wiktionary

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