Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010.
compliance officer — ➔ officer * * * compliance officer UK US noun [C] LAW ► a person within a company, organization, or government whose job is to make certain that all laws and rules relating to its activities are obeyed: »Nine of the buildings that were examined… … Financial and business terms
compliance officer — noun A person, usu a lawyer, whose job it is to ensure compliance within a company or financial group • • • Main Entry: ↑compliance … Useful english dictionary
Compliance Officer — An employee whose responsibilities include ensuring that the company complies with its outside regulatory requirements and internal policies. A compliance officer may review and set standards for outside communications by requiring disclaimers in … Investment dictionary
compliance officer — /kəm plaɪəns ˌɒfɪsə/ noun an employee of a financial organisation whose job is to make sure that the organisation complies with the regulations governing its business … Marketing dictionary in english
compliance officer — /kəm plaɪəns ˌɒfɪsə/ noun an employee of a financial organisation whose job is to make sure that the organisation complies with the regulations governing its business … Dictionary of banking and finance
Chief compliance officer — The chief compliance officer (CCO) of a company is the officer primarily responsible for overseeing and managing compliance issues within an organization. Generally, a CCO is in charge of overseeing and managing compliance issues within an… … Wikipedia
officer — of‧fi‧cer [ˈɒfsə ǁ ˈɒːfsər, ˈɑː ] noun [countable] HUMAN RESOURCES someone who has an important position in an organization. Officer is often used in job titles: • a local government officer • a personnel officer caˈreers ˌofficer HUMAN… … Financial and business terms
Compliance (BWL) — Compliance bzw. Regeltreue (auch Regelkonformität) ist in der betriebswirtschaftlichen Fachsprache der Begriff für die Einhaltung von Gesetzen und Richtlinien in Unternehmen, aber auch von freiwilligen Kodizes. Im Deutschen entsprechen diesem… … Deutsch Wikipedia
Compliance and ethics program — There has been a long history of business and government excesses and subsequent legal, public and political reaction. Response to criminal misconduct has resulted in legal sanctions, governance practices, compliance standards and cultural… … Wikipedia
Compliance Program — The internal programs and policy decisions made by a company in order to meet the standards set by government laws and regulations. A company will often have a compliance team that examines the rules set forth by government bodies like the… … Investment dictionary
