10b-5 letter
USA

Practical Law Dictionary. Glossary of UK, US and international legal terms. . 2010.

Look at other dictionaries:

  • Rule 10b-5 disclosure letter — A letter under Rule 10b 5 of the US Securities Exchange Act of 1934. Rule 10b 5 provides that liability in connection with the offering document may arise if material information is omitted or materially misleading information is included. A Rule …   Law dictionary

  • due diligence — n 1: such diligence as a reasonable person under the same circumstances would use: use of reasonable but not necessarily exhaustive efforts – called also reasonable diligence; ◇ Due diligence is used most often in connection with the performance… …   Law dictionary

  • SEC — abbrSecurities and Exchange Commission see also the important agencies section Merriam Webster’s Dictionary of Law. Merriam Webster. 1996. SEC …   Law dictionary

  • Securities and Exchange Commission — n. A federal agency that oversees the sale and issuing of corporate stocks and bonds and corporate takeovers. abbrv. SEC The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008. Securities and… …   Law dictionary

  • Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …   Law dictionary

  • Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …   Law dictionary

  • US Securities and Exchange Commission — SeeUS Securities and Exchange Commission (SEC). An independent regulatory agency of the US government that administers the US securities markets. It has broad powers to issue regulations, institute administrative proceedings and bring a suit in… …   Law dictionary

  • Grade (climbing) — Rock climbing History Styles Technique Equipment and protection Grades (difficulty of climb) Terminology Belaying Abseiling …   Wikipedia

  • Peter F. Paul — April Witt, [http://www.washingtonpost.com/wp dyn/content/article/2005/10/04/AR2005100401150.html House Of Cards: What do Cher, a Hollywood con man, a political rising star and an audacious felon have in common? Together they gave Bill and… …   Wikipedia

  • Stan Lee — Lee introduced the practice of including a credit panel on the splash page of each story, naming not just the writer and penciller but also the inker and letterer. Regular news about Marvel staff members and upcoming storylines was presented on… …   Wikipedia

Share the article and excerpts

Direct link
Do a right-click on the link above
and select “Copy Link”