Section 15(d) filer

Section 15(d) filer
USA
A company subject to Section 15(d) of the Securities Exchange Act of 1934, as amended (Exchange Act) is an SEC reporting company. Companies that have issued equity or debt securities (debt security) to the public in a registered offering, but have not listed on any securities exchange or crossed the size threshold of Section 12(g) also become subject to Section 15(d) of the Exchange Act. Section 15(d) requires companies to file certain periodic reports and information required by Section 13 of the Exchange Act as if they had securities registered under Section 12 of the Exchange Act.
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Practical Law Dictionary. Glossary of UK, US and international legal terms. . 2010.

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