securities rules
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Securities Commission (Brazil) — Securities Commission of Brazil Comissão de Valores Mobiliários Agency overview Formed December 1976 Jurisdiction Federative Republic of Brazil Headquarters … Wikipedia
Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… … Wikipedia
securities commission — UK US noun ► FINANCE, STOCK MARKET an official organization responsible for the rules controlling the way bonds, shares, etc. are made available and traded in a particular country: »Investors protested, prompting the securities commission to… … Financial and business terms
Rules of Fair Practice — Rules established by the NASD that lay down guidelines for just and equitable principles of trade and business in securities markets. Bloomberg Financial Dictionary … Financial and business terms
Securities and Exchange Commission Rules — Rules enacted by the SEC to assist in the regulation of US financial markets. Bloomberg Financial Dictionary … Financial and business terms
Securities research — An example of a bond. Securities analysts may carry out research on bonds, stocks and any other type of security. Securities research is a discipline within the financial services industry. Securities research professionals are known most… … Wikipedia
Securities Act of 1933 — Congress enacted the Securities Act of 1933 (the 1933 Act, the Truth in Securities Act or the Federal Securities Act , USStat|48|74, enacted 1933 05 27, codified at usc|15|77a et seq. ), in the aftermath of the stock market crash of 1929 and… … Wikipedia
Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… … Wikipedia
Securities Fraud Deterrence and Investor Restitution Act — The Securities Fraud Deterrence and Investor Restitution Act was USBill|108|H.R.|2179 and is a bill currently on the Union Calendar. Its official titles as introduced, is To enhance the authority of the Securities and Exchange Commission to… … Wikipedia
Rules Of Fair Practice — A set of rules and regulations developed by the National Association of Securities Dealers (NASD). The rules are a standard which members of the NASD must follow regarding their duties to customers. Since the NASD is a self regulatory… … Investment dictionary
