- Securities Exchange Act of 1934
Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender and exchange offers, proxy solicitations and fraud and market manipulation in connection with the purchase or sale of securities. It also requires the registration with the US Securities and Exchange Commission (SEC) of broker-dealers, US stock exchanges and associations of broker-dealers.For further information, see the SEC website: .Related links
Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010.
- Securities Exchange Act of 1934
n. A federal law designed to regulate post-issuance trading of securities by regulating security brokers and exchanges. State regulations are allowed to continue to govern intrastate transactions, as long as they do not conflict with the federal law. The act established the Securities and Exchange Commission.
Webster's New World Law Dictionary. Susan Ellis Wild. 2000.
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