Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010.
Prospectus Directive — (PD) European Union Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003. It is a framework directive made under the Financial Services Action Plan. The Directive sets out the initial disclosure obligations for… … Law dictionary
Regulation AB — was introduced in 2004 by the Securities and Exchanges Commission to regulate registration, offering and reporting of public deals of Asset Backed Securities Background Regulation AB is a comprehensive set of new rules and amendments that address … Wikipedia
prospectus — pro·spec·tus /prə spek təs/ n pl tus·es / tə səz/: a preliminary printed statement describing a business or other enterprise and distributed to prospective buyers, investors, or participants; specif: a description of a new security issue supplied … Law dictionary
Prospectus Rules — (PR) The Financial Services Authority rules introduced to implement the Prospectus Directive in the UK. Broadly, they require the issue of a prospectus, unless an exemption applies, whenever there is either an offer of transferable securities… … Law dictionary
Regulation AB — USA The source of SEC rules that set out various registration, disclosure and reporting requirements for all publicly registered asset backed securities (ABS) (including mortgage backed securities) under the Securities Act and the Exchange Act.… … Law dictionary
Regulation D — Fed regulation currently that required member banks to hold reserves against their net borrowings from foreign offices of other banks over a 28 day averaging period. Regulation D has been merged with Regulation M. The New York Times Financial… … Financial and business terms
PD Regulation — Regulation number 809/2004 of the European Commission. This Regulation specifies details of the form and content of a prospectus as required by the Prospectus Directive. Related links Prospectus Rules Prospectus Directive … Law dictionary
Canadian securities regulation — is managed through laws and agencies established by Canada s 13 provincial and territorial governments. Each province and territory has a securities commission or equivalent authority. Unlike any other major federations, Canada does not have a… … Wikipedia
PD — Prospectus Directive (PD) European Union Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003. It is a framework directive made under the Financial Services Action Plan. The Directive sets out the initial… … Law dictionary
FSMA overview — Introduction Implementation of the Financial Services and Markets Act 2000 (FSMA) completed the vesting of supervisory responsibilities in the regulator, the Financial Services Authority (FSA), and rationalised and substantially replaced the… … Law dictionary
